Compliance Icons: At-A-Glance Compliance Requirements

ComplianceDashboard simplifies compliance by breaking it down into 6 main categories. These categories are represented by icons that are used throughout the dashboard allowing you to easily assess primary topic of each task.


Notice: Distribute a notice/information to employees and/or plan participants.


Disclosure: Verify that certain plan information is disclosed in the appropriate documents.


Report: File a form or report information to a government agency.


Education: Review the information provided to ensure you understand what is required of you and your plan.


Testing: Perform the testing function or activity required by the plan.


Reference: Supplemental information that has no associated compliance requirement.


Distribution: Make a distribution to a plan participant as required by the plan.


Contribution: Make a contribution or deposit as required by the plan.

Important Information:

Material contained in ComplianceDashboard is a compilation of generally published information by the Department of Labor and other public agencies regulating employee benefit plans and employee benefit issues. It is not legal advice, and should not be construed as legal advice. If legal advice or other professional assistance is or may be required with regard to any issues referenced in this website, the services of a competent legal or tax professional should be immediately sought. The inclusion of links within the ComplianceDashboard website is for informational purposes only. ComplianceDashboard does not warrant the accuracy of information outside this website that is found as a result of following links contained herein, nor does the inclusion of those links herein constitute endorsement of the content of any other website. If you have questions regarding this disclaimer, please contact us at 877-328-7880.