Compass Questionnaire Demographics

Compliancedashboard  is a turnkey compliance solution that helps employers understand their compliance obligations by giving them the information they need, when they need it. It helps employers fulfill their compliance duties through an interactive email and follow-up system that monitors the progress of each compliance activity.  Compliancedashboard covers the Federal laws that govern an employer’s health & welfare or 401(k) benefit plans.


The answers provided in the questionnaire will be used by Compliancedashboard to customize its services and provide material relevant to an individual plan sponsor (employer).  Compliancedashboard will rely on the answers to the questions below to establish a compliance calendar and provide compliance reminders for the employer.

Compliancedashboard is accessible through the latest, supported version of your preferred browser.

Health & Welfare

The following is an overview of the plan and employer demographic information that will be required to complete the Health & Welfare setup questionnaire:


Shown below are the sections of the New Account Questionnaire used to create your 401-K Dashboard. In order to complete the questionnaire you will need to have ready access to the plan’s Executed Adoption Agreement, the Summary Plan Description, the Investment Policy Statement (if one exists), the ERISA Fidelity Bond and Fiduciary Liability Policy, Committee By-Laws, as well as the Service Provider Contracts.  Please understand the setup questionnaire cannot be partially completed, saved and finished at a later time.  You can download and print a copy of the questionnaire by clicking here!