401(k) Questionnaire Demographics

The answers provided in the following Employer Demographics Questionnaire will be used by Compliancedashboard to customize its services and provide material relevant to an individual plan sponsor (employer).  Compliancedashboard will rely on the answers to the questions below to establish a compliance calendar and provide compliance reminders to this employer.

The following is an overview of the plan and employer demographic information that will be required to complete the 401(k) setup questionnaire:

• Company Name
• Employer Type
  • Private Sector
  • Nonfederal Government
  • Church
• Plan Anniversary Date
• Payroll Deferral Deposit Reminders
  • Weekly or Bi-Weekly Payroll (Every Friday or Every Other Friday)
  • Monthly or Bi-Monthly Payroll (1st or 15th of the Month)
• Plan Document
  • Pre-Approved
  • Individually Designed, with Plan Cycle
• Traditional or Safe Harbor Plan
• Who Performs Nondiscrimination Testing
• Automatic Enrollment
• QDIAs
• Participant Directed
• User Information
  • First and Last Name
  • Email Address
  • User View (see Step 3 for more information)

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Important Information
Material contained in Compliancedashboard is a compilation of generally published information by the Department of Labor and other public agencies regulating employee benefit plans and employee benefit issues. It is not legal advice, and should not be construed as legal advice. If legal advice or other professional assistance is or may be required with regard to any issues referenced in this website, the services of a competent legal or tax professional should be immediately sought. The inclusion of links within the Compliancedashboard website is for informational purposes only. Compliancedashboard does not warrant the accuracy of information outside this website that is found as a result of following links contained herein, nor does the inclusion of those links herein constitute endorsement of the content of any other website. If you have questions regarding this disclaimer, please contact us at 877-328-7880.